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Results 1-25 of 129 Next »

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Risk Management Leader

New York Life Insurance Compan
New York City, NY 10010

Nov 23

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Description: This challenging role requires an analytical risk manager who is well versed in risk management techniques and, risk measurement metrics to assist with the development and implementation of a risk management framework for Retirement Income Security (RIS). We are seeking an FSA and/or CFA who has a solid understanding of risk management targeted around pricing theory, risk & reward the ... More

DATA COMPLIANCE ANALYST

The Judge Group
warren, NJ 07059

Nov 23

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POSITION: FINANCIAL DATA COMPLIANCE ANALYST LOCATION: WARREN, NJ SALARY: 130K+ IF YOU HAVE THE EXPERIENCE REQUIRED I WILL PLACE YOU IN THIS POSITION. I DO NOT WORK ON POSITIONS THAT I CANNOT PLACE. PLEASE APPLY DIRECT WITH A WORD COPY OF YOUR RESUME NOTE: MUST HAVE CIPP CERTIFICATION OR 5+ YEARS IN DATA PRIVACY The Data Privacy Compliance Analyst will be responsible for the preparation of data pri ... More

Investment Analyst -- Manager Research and Portfolio Construction New York, NY

Chase
New York, NY 10017

Nov 23

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Job Description: Investment Analyst -- Manager Research and Portfolio Construction Point person to recommend and monitor investment strategies within assigned asset classes. Responsibilities include: Personal onsite/offsite interviews of investment managers for existing and potential fund managers Author written research opinions and recommendations Engage in ongoing dialogue with investment manag ... More

Senior Credit Risk Analytics Analyst

HSBC
New York, NY

Nov 23

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Make the Right Move and join a winning team! Build your career with us. HSBC - North America is a part of HSBC Group, one of the largest banking and financial service organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both worlds - the friendliness of a local organization and the resources of a worldwide network - for diverse expe ... More

Senior Algorithmic Quantitative Analyst-Global Electronic Markets-NYC

eka finance
NYC

Nov 21

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Quantitative Analyst, Quant, Algorithmic Quant Group, PhD, C++, Java, Computer Science, Statistics, Electronic Trading. This top tier Investment Bank is a major force in the global electronic markets and the company's electronic trading platform uses high level quant trading models to assist traders to achieve their objectives. Functioning in a high frequency global market with continuously evolvi ... More

Healthcare Compliance Manager

Grant Thornton
New York, NY 10017

Nov 20

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HEALTH CARE COMPLIANCE MANAGER POSITION SUMMARY Healthcare 0rganizations need to create and implement internal controls that ensure compliance with federal and state laws and regulations. Grant Thornton's Advisory Services (AS) practice addresses these compliance issues. AS offers an opportunity for you to leverage your healthcare compliance experience in a rewarding and challenging environment. A ... More

BAS Internal (Financial Services industry) Audit Senior Associate

Grant Thornton
New York, NY 10017

Nov 20

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Business Advisory Services-Internal Audit Senior Associate for International Accounting Firm Position Summary: The Business Advisory Services Internal Audit Senior Associate is responsible for delivering a full range of services to clients and all phases of project and engagement management for multiple clients. Responsibilities include planning, directing, and completing internal audits, business ... More

BAS Internal Audit (Healthcare industry) Senior Associate

Grant Thornton
New York, NY 10017

Nov 20

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Business Advisory Services-Internal Audit Senior Associate for International Accounting Firm Position Summary: The Business Advisory Services Internal Audit Senior Associate is responsible for delivering a full range of services to clients and all phases of project and engagement management for multiple clients. Responsibilities include planning, directing, and completing internal audits, business ... More

Compliance Resource Specialist

Mount Sinai Medical Center
New York, NY

Nov 20

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Job Description: The Compliance Resource Specialist (CRS) must have a broad knowledge and understanding of billing compliance as it relates to the Federal and State regulations concerning clinical documentation requirements, billing and reimbursement for hospital activities. Reporting to the Manager of FPA Compliance and the Director of Hospital Compliance, the responsibilities include routine cli ... More

Compliance Resource Specialist

Mount Sinai Medical Center
New York, NY

Nov 20

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Job Description: The Compliance Resource Specialist (CRS) must have a broad knowledge and understanding of billing compliance as it relates to the Federal and State regulations concerning clinical documentation requirements, billing and reimbursement for hospital activities. Reporting to the Manager of FPA Compliance and the Director of Hospital Compliance, the responsibilities include routine cli ... More

Prime Brokerage Compliance Officer – New York

Compliance Jobs International
New York, NY 10011

Nov 19

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Top-tier firm seeks a Prime Brokerage Compliance Officer for their New York Office. Responsibilities will include: · Ensuring that the Firm’s Prime Brokerage business operates in compliance with applicable regulations. · Monitoring and documenting the Firm’s trade flows, order routing/execution and trade reporting functions for best practices and irregularities. · Maintenance of the Firm’s prime b ... More

Fixed Income Compliance Officer – New York

Compliance Jobs International
New York, NY 10011

Nov 19

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Top-tier Financial Services firm is seeking a Fixed Income Compliance Officer. This fast paced position will report to the Chief Compliance Officer and will be responsible for: Ensuring that the Firm’s multiple fixed income trading desks (ABS/ MBS/ CMO/ CLO/ CDO/Corporates/Agencies/ Treasury/Municipals/Repos) operate in compliance with securities regulation and securities law through various proac ... More

Com'l Reg'l Grp Mgr I - Manhattan - FT

TD Bank
Manhattan, NY

Nov 19

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Description The Com'l Reg'l Grp Mgr I is the senior most position in a region reporting to the Market Manager or Market President. The incumbent has overall responsibility for the leadership and management of a region, comprised of a commercial lending team. Major responsibilities include expanding the bank's recognition in the community through the profitable growth of deposits, loans, fees and c ... More

Asset Management - Investment Advisory Compliance Officer New York

Compliance Jobs International
New York, NY

Nov 18

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The Asset Management division of a global investment bank seeks a Compliance Officer. The Compliance professional will assist in all aspects of compliance with the Investment Company Act, Investment Advisers Act, and ERISA, as well as specific fund restrictions for all institutional clients and proprietary/sub-advised 40 Act Funds that are managed by the firm. Responsibilities include: reviewing p ... More

RWA Governance and Controls

HSBC
New York, NY

Nov 18

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Make the Right Move and join a winning team! Build your career with us. HSBC - North America is a part of HSBC Group, one of the largest banking and financial service organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both worlds - the friendliness of a local organization and the resources of a worldwide network - for diverse expe ... More

Sr. Claims Specialist

Ace USA
New York City, NY

Nov 18

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ACE Group The ACE Group of Companies is one of the worlds leading global commercial property and casualty insurance and reinsurance organizations, with 16,000 employees worldwide and offices in more than 50 countries. ACE serves the property and casualty insurance needs of businesses of all sizes in a broad range of industries. We also provide specialized insurance products—such as personal accide ... More

AVP/VP Compliance Auditor

APA International Placement
New York City, NY 10176

Nov 17

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AVP/VP Compliance Auditor $70K+ Growing International Bank has immediate need for a VP level Internal Audit Team Leader for its Compliance and AML Programs. Responsibilities will span the US Division and will include Capital Markets, Securities and Leasing Subsidiaries. The successful candidate will document risk and effectiveness of controls, provide written reports and highly detailed work paper ... More

Contract Compliance & Legal Specialist

MRINetwork
Multiple locations

Nov 17

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Compliance/Legal Resources & Solutions: Seeking Industry Professionals: VP of Compliance, General Counsel/Attorney, Compliance Directors, Risk Officers, Managers, Auditors, Analysts, SAR Reviewers, Surveillance Managers Project Managers and BSA Officers! Experienced contract professionals with extensive knowledge of BSA, AML, KYC, USA Patriot Act, OFAC and SOX, JDs, CAMS certification a plus++!!! J ... More

CMTS/Risk Management Technology — Experienced Manager

Deloitte
New York, NY 10281

Nov 17

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Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu and services are provided by its subsidiaries, including Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP and Deloitte Tax LLP. Deloitte & Touche USA LLP's subsidiaries are among the nation's leading professional services firms, providing audit, tax, consulting, and financial advis ... More

Financial Services Risk Management

Ernst & Young
New York, NY

Nov 17

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Location: US-NY-New York Job Number: NEW000RO Employee Status : Regular Job Type : Experienced Schedule : Full-time Description Being part of a dynamic, growing organization offers an exciting career path full of opportunity. Ernst & Young's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services which leverage deep industry ex ... More

Bank Secrecy Act (BSA) Associate - COMPLIANCE

Bank Leumi USA
New York, NY 10170

Nov 17

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Bank Leumi USA, operating in the U.S. for more than fifty years, is an FDIC-insured full-service commercial bank that provides financial services to middle- and upper-middle market firms, international businesses, and not-for-profit organizations through offices in New York, Illinois, California, Florida and an offshore office in the Cayman Islands. Bank Leumi USA offers U.S. and international pri ... More

Financial Shared Services Center Consultant / Manager

MRINetwork
Multiple locations

Nov 16

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Financial Shared Services Center Consultant / Manager Key Responsibilities : Organize and facilitate Shared Services process workshops to solicit business and process requirements Work with client subject matter experts to clarify shared services requirements and processes Document shared services functional requirements Assist with governance and service management framework Conduct business case ... More

Operations Manager

Company Confidential
New York City, NY 10178

Nov 16

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Operations Manager For National Broker-Dealer Organization Rollout to Install Hardware and Software We are Private Equity Firm whose vision is to build a substantial broker-dealer network throughout the United States. We are seeking an Operations Manager to provide operational services to regional broker-dealer offices throughout the United States, including, but not limited to, purchasing and ins ... More

Senior Underwriter

Ace USA
New York, NY

Nov 16

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ACE Group The ACE Group of Companies is one of the worlds leading global commercial property and casualty insurance and reinsurance organizations, with 16,000 employees worldwide and offices in more than 50 countries. ACE serves the property and casualty insurance needs of businesses of all sizes in a broad range of industries. We also provide specialized insurance products—such as personal accide ... More

Manager of Operational Risk Management and Financial Control

Scott Jeffries Associates
New York, NY

Nov 15

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Premiere Global Bank is looking for a Manager of Operational Risk Management. Responsibilities will include: *Provide operational risk guidance and oversight through the design, implementation and ongoing management of the Company’s Operational Risk Framework. *Support the Company’s Process Risk Self Assessment (PRSA)Program as it relates to the overall Operational Risk framework. *Support the dev ... More

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